§ 3141. Performance accountability system
(a) Purpose
The purpose of this section is to establish per-
formance accountability measures that apply
across the core programs to assess the effective-
ness of States and local areas (for core programs
described in part B) in achieving positive out-
comes for individuals served by those programs.
(b) State performance accountability measures
(1) In general
For each State, the performance account-
ability measures for the core programs shall
consist of—
Page 848
TITLE 29—LABOR
§ 3141
(A)(i) the primary indicators of perform-
ance described in paragraph (2)(A); and
(ii) the additional indicators of perform-
ance (if any) identified by the State under
paragraph (2)(B); and
(B) a State adjusted level of performance
for each indicator described in subparagraph
(A).
(2) Indicators of performance
(A) Primary indicators of performance
(i) In general
The State primary indicators of perform-
ance for activities provided under the
adult and dislocated worker programs au-
thorized under subpart 3 of part B, the pro-
gram of adult education and literacy ac-
tivities authorized under subchapter II,
the employment services program author-
ized under sections 1 through 13 of the
Wagner-Peyser Act (29 U.S.C. 49 et seq.)
(except that subclauses (IV) and (V) shall
not apply to such program), and the pro-
gram authorized under title I of the Reha-
bilitation Act of 1973 (29 U.S.C. 720 et seq.),
other than section 112 or part C of that
title (29 U.S.C. 732, 741), shall consist of—
(I) the percentage of program partici-
pants who are in unsubsidized employ-
ment during the second quarter after
exit from the program;
(II) the percentage of program partici-
pants who are in unsubsidized employ-
ment during the fourth quar
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Page 847
TITLE 29—LABOR
§ 3141
ments of subsection (b)(1) concerning an anal-
ysis.
(d) Process
Prior to the date on which the local board sub-
mits a local plan under this section, the local
board shall—
(1) make available copies of a proposed local
plan to the public through electronic and
other means, such as public hearings and local
news media;
(2) allow members of the public, including
representatives of business, representatives of
labor organizations, and representatives of
education to submit to the local board com-
ments on the proposed local plan, not later
than the end of the 30-day period beginning on
the date on which the proposed local plan is
made available; and
(3) include with the local plan submitted to
the Governor under this section any such com-
ments that represent disagreement with the
plan.
(e) Plan submission and approval
A local plan submitted to the Governor under
this section (including a modification to such a
local plan) shall be considered to be approved by
the Governor at the end of the 90-day period be-
ginning on the day the Governor receives the
plan (including such a modification), unless the
Governor makes a written determination during
the 90-day period that—
(1) deficiencies in activities carried out
under this part or part B have been identified,
through audits conducted under section 3244 of
this title or otherwise, and the local area has
not made acceptable progress in implementing
corrective measures to address the defi-
ciencies;
(2) the plan does not comply with the appli-
cable provisions of this Act; or
(3) the plan does not align with the State
plan, including failing to provide for align-
ment of the core programs to support the
strategy identified in the State plan in accord-
ance with section 3112(b)(1)(E) of this title.
(Pub. L. 113–128, title I, § 108, July 22, 2014, 128
Stat. 1466.)
Editorial Notes
REFERENCES IN TEXT
The Carl D. Perkins Career and Technical Education
Act of 2006, referred to in subsec. (b)(2), is Pub. L.
88–210, Dec. 18, 1963, 77 Stat. 403, as amended generally
by Pub. L. 109–270, § 1(b), Aug. 12, 2006, 120 Stat. 683,
which is classified generally to chapter 44 (§ 2301 et seq.)
of Title 20, Education. For complete classification of
this Act to the Code, see Short Title note set out under
section 2301 of Title 20 and Tables.
The Americans with Disabilities Act of 1990, referred
to in subsec. (b)(6)(C), is Pub. L. 101–336, July 26, 1990,
104 Stat. 327, which is classified principally to chapter
126 (§ 12101 et seq.) of Title 42, The Public Health and
Welfare. For complete classification of this Act to the
Code, see Short Title note set out under section 12101
of Title 42 and Tables.
The Wagner-Peyser Act, referred to in subsec. (b)(12),
is act June 6, 1933, ch. 49, 48 Stat. 113, which is classi-
fied generally to chapter 4B (§ 49 et seq.) of this title.
For complete classification of this Act to the Code, see
Short Title note set out under section 49 of this title
and Tables.
The Rehabilitation Act of 1973, referred to in subsec.
(b)(14), is Pub. L. 93–112, Sept. 26, 1973, 87 Stat. 355. Title
I of the Act is classified generally to subchapter I (§ 720
et seq.) of chapter 16 of this title. Part C of title I of
the Act is classified generally to part C (§ 741) of sub-
chapter I of chapter 16 of this title. For complete clas-
sification of this Act to the Code, see Short Title note
set out under section 701 of this title and Tables.
This Act, referred to in subsecs. (b)(21) and (e)(2), is
Pub. L. 113–128, July 22, 2014, 128 Stat. 1425, known as
the Workforce Innovation and Opportunity Act, which
enacted this chapter, repealed chapter 30 (§ 2801 et seq.)
of this title and chapter 73 (§ 9201 et seq.) of Title 20,
Education, and made amendments to numerous other
sections and notes in the Code. For complete classifica-
tion of this Act to the Code, see Short Title note set
out under section 3101 of this title and Tables.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE
Section effective on the first day of the first full pro-
gram year after July 22, 2014 (July 1, 2015), see section
506 of Pub. L. 113–128, set out as a note under section
3101 of this title.
SUBPART 3—BOARD PROVISIONS
§ 3131. Funding of State and local boards
(a) State boards
In funding a State board under this part, a
State—
(1) shall use funds available as described in
section 3164(b)(3) or 3174(a)(3)(B) of this title;
and
(2) may use non-Federal funds available to
the State that the State determines are appro-
priate and available for that use.
(b) Local boards
In funding a local board under this part, the
chief elected official and local board for the
local area—
(1) shall use funds available as described in
section 3163(b)(4) of this title; and
(2) may use non-Federal funds available to
the local area that the chief elected official
and local board determine are appropriate and
available for that use.
(Pub. L. 113–128, title I, § 111, July 22, 2014, 128
Stat. 1471.)
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE
Section effective on the first day of the first full pro-
gram year after July 22, 2014 (July 1, 2015), see section
506 of Pub. L. 113–128, set out as a note under section
3101 of this title.
SUBPART 4—PERFORMANCE ACCOUNTABILITY
§ 3141. Performance accountability system
(a) Purpose
The purpose of this section is to establish per-
formance accountability measures that apply
across the core programs to assess the effective-
ness of States and local areas (for core programs
described in part B) in achieving positive out-
comes for individuals served by those programs.
(b) State performance accountability measures
(1) In general
For each State, the performance account-
ability measures for the core programs shall
consist of—
Page 848
TITLE 29—LABOR
§ 3141
(A)(i) the primary indicators of perform-
ance described in paragraph (2)(A); and
(ii) the additional indicators of perform-
ance (if any) identified by the State under
paragraph (2)(B); and
(B) a State adjusted level of performance
for each indicator described in subparagraph
(A).
(2) Indicators of performance
(A) Primary indicators of performance
(i) In general
The State primary indicators of perform-
ance for activities provided under the
adult and dislocated worker programs au-
thorized under subpart 3 of part B, the pro-
gram of adult education and literacy ac-
tivities authorized under subchapter II,
the employment services program author-
ized under sections 1 through 13 of the
Wagner-Peyser Act (29 U.S.C. 49 et seq.)
(except that subclauses (IV) and (V) shall
not apply to such program), and the pro-
gram authorized under title I of the Reha-
bilitation Act of 1973 (29 U.S.C. 720 et seq.),
other than section 112 or part C of that
title (29 U.S.C. 732, 741), shall consist of—
(I) the percentage of program partici-
pants who are in unsubsidized employ-
ment during the second quarter after
exit from the program;
(II) the percentage of program partici-
pants who are in unsubsidized employ-
ment during the fourth quarter after exit
from the program;
(III) the median earnings of program
participants who are in unsubsidized em-
ployment during the second quarter
after exit from the program;
(IV) the percentage of program partici-
pants who obtain a recognized postsec-
ondary credential, or a secondary school
diploma or its recognized equivalent
(subject to clause (iii)), during participa-
tion in or within 1 year after exit from
the program;
(V) the percentage of program partici-
pants who, during a program year, are in
an education or training program that
leads to a recognized postsecondary cre-
dential or employment and who are
achieving measurable skill gains toward
such a credential or employment; and
(VI) the indicators of effectiveness in
serving employers established pursuant
to clause (iv).
(ii) Primary indicators for eligible youth
The primary indicators of performance
for the youth program authorized under
subpart 2 of part B shall consist of—
(I) the percentage of program partici-
pants who are in education or training
activities, or in unsubsidized employ-
ment, during the second quarter after
exit from the program;
(II) the percentage of program partici-
pants who are in education or training
activities, or in unsubsidized employ-
ment, during the fourth quarter after
exit from the program; and
(III) the primary indicators of perform-
ance
described
in
subclauses
(III)
through (VI) of subparagraph (A)(i).
(iii) Indicator relating to credential
For purposes of clause (i)(IV), or clause
(ii)(III) with respect to clause (i)(IV), pro-
gram participants who obtain a secondary
school diploma or its recognized equiva-
lent shall be included in the percentage
counted as meeting the criterion under
such clause only if such participants, in
addition to obtaining such diploma or its
recognized equivalent, have obtained or re-
tained employment or are in an education
or training program leading to a recog-
nized postsecondary credential within 1
year after exit from the program.
(iv) Indicator for services to employers
Prior to the commencement of the sec-
ond full program year after July 22, 2014,
for purposes of clauses (i)(VI), or clause
(ii)(III) with respect to clause (i)(VI), the
Secretary of Labor and the Secretary of
Education, after consultation with the rep-
resentatives described in paragraph (4)(B),
shall jointly develop and establish, for pur-
poses of this subparagraph, 1 or more pri-
mary indicators of performance that indi-
cate the effectiveness of the core programs
in serving employers.
(B) Additional indicators
A State may identify in the State plan ad-
ditional performance accountability indica-
tors.
(3) Levels of performance
(A) State adjusted levels of performance for
primary indicators
(i) In general
For each State submitting a State plan,
there shall be established, in accordance
with this subparagraph, levels of perform-
ance for each of the corresponding primary
indicators of performance described in
paragraph (2) for each of the programs de-
scribed in clause (ii).
(ii) Included programs
The programs included under clause (i)
are—
(I) the youth program authorized under
subpart 2 of part B;
(II)
the
adult
program
authorized
under subpart 3 of part B;
(III) the dislocated worker program au-
thorized under subpart 3 of part B;
(IV) the program of adult education
and literacy activities authorized under
subchapter II;
(V) the employment services program
authorized under sections 1 through 13 of
the Wagner-Peyser Act (29 U.S.C. 49 et
seq.); and
(VI) the program authorized under
title I of the Rehabilitation Act of 1973
(29 U.S.C. 720 et seq.), other than section
112 or part C of that title (29 U.S.C. 732,
741).
(iii) Identification in State plan
Each State shall identify, in the State
plan, expected levels of performance for
Page 849
TITLE 29—LABOR
§ 3141
each of the corresponding primary indica-
tors of performance for each of the pro-
grams described in clause (ii) for the first
2 program years covered by the State plan.
(iv) Agreement on State adjusted levels of
performance
(I) First 2 years
The State shall reach agreement with
the Secretary of Labor, in conjunction
with the Secretary of Education on lev-
els of performance for each indicator de-
scribed in clause (iii) for each of the pro-
grams described in clause (ii) for each of
the first 2 program years covered by the
State plan. In reaching the agreement,
the State and the Secretary of Labor in
conjunction with the Secretary of Edu-
cation shall take into account the levels
identified in the State plan under clause
(iii) and the factors described in clause
(v). The levels agreed to shall be consid-
ered to be the State adjusted levels of
performance for the State for such pro-
gram years and shall be incorporated
into the State plan prior to the approval
of such plan.
(II) Third and fourth year
The State and the Secretary of Labor,
in conjunction with the Secretary of
Education, shall reach agreement, prior
to the third program year covered by the
State plan, on levels of performance for
each indicator described in clause (iii)
for each of the programs described in
clause (ii) for each of the third and
fourth program years covered by the
State plan. In reaching the agreement,
the State and Secretary of Labor, in con-
junction with the Secretary of Edu-
cation, shall take into account the fac-
tors described in clause (v). The levels
agreed to shall be considered to be the
State adjusted levels of performance for
the State for such program years and
shall be incorporated into the State plan
as a modification to the plan.
(v) Factors
In reaching the agreements described in
clause (iv), the State and Secretaries
shall—
(I) take into account how the levels in-
volved compare with the State adjusted
levels of performance established for
other States;
(II) ensure that the levels involved are
adjusted, using the objective statistical
model established by the Secretaries
pursuant to clause (viii), based on—
(aa) the differences among States in
actual economic conditions (including
differences in unemployment rates and
job losses or gains in particular indus-
tries); and
(bb) the characteristics of partici-
pants when the participants entered
the program involved, including indi-
cators of poor work history, lack of
work experience, lack of educational
or occupational skills attainment, dis-
location from high-wage and high-ben-
efit employment, low levels of literacy
or English proficiency, disability sta-
tus, homelessness, ex-offender status,
and welfare dependency;
(III) take into account the extent to
which the levels involved promote con-
tinuous improvement in performance ac-
countability on the performance ac-
countability measures by such State and
ensure optimal return on the investment
of Federal funds; and
(IV) take into account the extent to
which the levels involved will assist the
State in meeting the goals described in
clause (vi).
(vi) Goals
In order to promote enhanced perform-
ance outcomes and to facilitate the proc-
ess of reaching agreements with the States
under clause (iv), the Secretary of Labor,
in conjunction with the Secretary of Edu-
cation, shall establish performance goals
for the core programs, in accordance with
the Government Performance and Results
Act of 1993 (Public Law 103–62; 107 Stat.
285) and the amendments made by that
Act, and in consultation with States and
other appropriate parties. Such goals shall
be long-term goals for the adjusted levels
of performance to be achieved by each of
the programs described in clause (ii) re-
garding the corresponding primary indica-
tors of performance described in paragraph
(2)(A).
(vii) Revisions based on economic condi-
tions and individuals served during the
program year
The Secretary of Labor, in conjunction
with the Secretary of Education, shall, in
accordance with the objective statistical
model developed pursuant to clause (viii),
revise the State adjusted levels of perform-
ance applicable for each of the programs
described in clause (ii), for a program year
and a State, to reflect the actual economic
conditions and characteristics of partici-
pants (as described in clause (v)(II)) in that
program during such program year in such
State.
(viii) Statistical adjustment model
The Secretary of Labor and the Sec-
retary of Education, after consultation
with the representatives described in para-
graph (4)(B), shall develop and disseminate
an objective statistical model that will be
used to make the adjustments in the State
adjusted levels of performance for actual
economic conditions and characteristics of
participants under clauses (v) and (vii).
(B) Levels of performance for additional indi-
cators
The State may identify, in the State plan,
State levels of performance for each of the
additional indicators identified under para-
graph (2)(B). Such levels shall be considered
to be State adjusted levels of performance
for purposes of this section.
Page 850
TITLE 29—LABOR
§ 3141
(4) Definitions of indicators of performance
(A) In general
In
order
to
ensure
nationwide
com-
parability of performance data, the Sec-
retary of Labor and the Secretary of Edu-
cation, after consultation with representa-
tives described in subparagraph (B), shall
issue definitions for the indicators described
in paragraph (2).
(B) Representatives
The representatives referred to in subpara-
graph (A) are representatives of States and
political subdivisions, business and industry,
employees, eligible providers of activities
carried out through the core programs, edu-
cators, researchers, participants, the lead
State agency officials with responsibility for
the programs carried out through the core
programs, individuals with expertise in serv-
ing individuals with barriers to employment,
and other interested parties.
(c) Local performance accountability measures
for part B
(1) In general
For each local area in a State designated
under section 3121 of this title, the local per-
formance accountability measures for each of
the programs described in subclauses (I)
through (III) of subsection (b)(3)(A)(ii) shall
consist of—
(A)(i) the primary indicators of perform-
ance described in subsection (b)(2)(A) that
are applicable to such programs; and
(ii) additional indicators of performance, if
any, identified by the State for such pro-
grams under subsection (b)(2)(B); and
(B) the local level of performance for each
indicator described in subparagraph (A).
(2) Local level of performance
The local board, the chief elected official,
and the Governor shall negotiate and reach
agreement on local levels of performance
based on the State adjusted levels of perform-
ance established under subsection (b)(3)(A).
(3) Adjustment factors
In negotiating the local levels of perform-
ance, the local board, the chief elected official,
and the Governor shall make adjustments for
the expected economic conditions and the ex-
pected characteristics of participants to be
served in the local area, using the statistical
adjustment model developed pursuant to sub-
section (b)(3)(A)(viii). In addition, the nego-
tiated local levels of performance applicable
to a program year shall be revised to reflect
the actual economic conditions experienced
and the characteristics of the populations
served in the local area during such program
year using the statistical adjustment model.
(d) Performance reports
(1) In general
Not later than 12 months after July 22, 2014,
the Secretary of Labor, in conjunction with
the Secretary of Education, shall develop a
template for performance reports that shall be
used by States, local boards, and eligible pro-
viders of training services under section 3152
of this title to report on outcomes achieved by
the core programs. In developing such tem-
plates, the Secretary of Labor, in conjunction
with the Secretary of Education, will take
into account the need to maximize the value
of the templates for workers, jobseekers, em-
ployers, local elected officials, State officials,
Federal policymakers, and other key stake-
holders.
(2) Contents of State performance reports
The performance report for a State shall in-
clude, subject to paragraph (5)(C)—
(A) information specifying the levels of
performance achieved with respect to the
primary indicators of performance described
in subsection (b)(2)(A) for each of the pro-
grams described in subsection (b)(3)(A)(ii)
and the State adjusted levels of performance
with respect to such indicators for each pro-
gram;
(B) information specifying the levels of
performance achieved with respect to the
primary indicators of performance described
in subsection (b)(2)(A) for each of the pro-
grams described in subsection (b)(3)(A)(ii)
with respect to individuals with barriers to
employment, disaggregated by each sub-
population of such individuals, and by race,
ethnicity, sex, and age;
(C) the total number of participants served
by each of the programs described in sub-
section (b)(3)(A)(ii);
(D) the number of participants who re-
ceived career and training services, respec-
tively, during the most recent program year
and the 3 preceding program years, and the
amount of funds spent on each type of serv-
ice;
(E) the number of participants who exited
from career and training services, respec-
tively, during the most recent program year
and the 3 preceding program years;
(F) the average cost per participant of
those participants who received career and
training services, respectively, during the
most recent program year and the 3 pre-
ceding program years;
(G) the percentage of participants in a pro-
gram authorized under this part who re-
ceived training services and obtained unsub-
sidized employment in a field related to the
training received;
(H) the number of individuals with barriers
to employment served by each of the pro-
grams described in subsection (b)(3)(A)(ii),
disaggregated by each subpopulation of such
individuals;
(I) the number of participants who are en-
rolled in more than 1 of the programs de-
scribed in subsection (b)(3)(A)(ii);
(J) the percentage of the State’s annual al-
lotment under section 3172(b) of this title
that the State spent on administrative
costs;
(K) in the case of a State in which local
areas are implementing pay-for-performance
contract strategies for programs—
(i) the performance of service providers
entering into contracts for such strategies,
Page 851
TITLE 29—LABOR
§ 3141
measured against the levels of perform-
ance specified in the contracts for such
strategies; and
(ii) an evaluation of the design of the
programs and performance of the strate-
gies, and, where possible, the level of satis-
faction with the strategies among employ-
ers and participants benefitting from the
strategies; and
(L) other information that facilitates com-
parisons of programs with programs in other
States.
(3) Contents of local area performance reports
The performance reports for a local area
shall include, subject to paragraph (6)(C)—
(A) the information specified in subpara-
graphs (A) through (L) of paragraph (2), for
each of the programs described in subclauses
(I) through (III) of subsection (b)(3)(A)(ii);
(B) the percentage of the local area’s allo-
cation under sections 3163(b) and 3173(b) of
this title that the local area spent on admin-
istrative costs; and
(C) other information that facilitates com-
parisons of programs with programs in other
local areas (or planning regions, as appro-
priate).
(4) Contents of eligible training providers per-
formance reports
The performance report for an eligible pro-
vider of training services under section 3152 of
this title shall include, subject to paragraph
(6)(C), with respect to each program of study
(or the equivalent) of such provider—
(A) information specifying the levels of
performance achieved with respect to the
primary indicators of performance described
in subclauses (I) through (IV) of subsection
(b)(2)(A)(i) with respect to all individuals en-
gaging in the program of study (or the equiv-
alent);
(B) the total number of individuals exiting
from the program of study (or the equiva-
lent);
(C) the total number of participants who
received training services through each of
the adult program and the dislocated worker
program authorized under subpart 3 of part
B, disaggregated by the type of entity that
provided the training, during the most re-
cent program year and the 3 preceding pro-
gram years;
(D) the total number of participants who
exited from training services, disaggregated
by the type of entity that provided the
training, during the most recent program
year and the 3 preceding program years;
(E) the average cost per participant for the
participants who received training services,
disaggregated by the type of entity that pro-
vided the training, during the most recent
program year and the 3 preceding program
years; and
(F) the number of individuals with barriers
to employment served by each of the adult
program and the dislocated worker program
authorized under subpart 3 of part B,
disaggregated by each subpopulation of such
individuals, and by race, ethnicity, sex, and
age.
(5) Data validation
In preparing the State reports described in
this subsection, each State shall establish pro-
cedures, consistent with guidelines issued by
the Secretary, in conjunction with the Sec-
retary of Education, to ensure the information
contained in the reports is valid and reliable.
(6) Publication
(A) State performance reports
The Secretary of Labor and the Secretary
of Education shall annually make available
(including by electronic means), in an easily
understandable format, the performance re-
ports for States containing the information
described in paragraph (2).
(B) Local area and eligible training provider
performance reports
The State shall make available (including
by electronic means), in an easily under-
standable format, the performance reports
for the local areas containing the informa-
tion described in paragraph (3) and the per-
formance reports for eligible providers of
training services containing the information
described in paragraph (4).
(C) Rules for reporting of data
The disaggregation of data under this sub-
section shall not be required when the num-
ber of participants in a category is insuffi-
cient to yield statistically reliable informa-
tion or when the results would reveal per-
sonally identifiable information about an in-
dividual participant.
(D) Dissemination to Congress
The Secretary of Labor and the Secretary
of Education shall make available (including
by electronic means) a summary of the re-
ports, and the reports, required under this
subsection to the Committee on Education
and the Workforce of the House of Rep-
resentatives and the Committee on Health,
Education, Labor, and Pensions of the Sen-
ate. The Secretaries shall prepare and make
available with the reports a set of rec-
ommendations for improvements in and ad-
justments to pay-for-performance contract
strategies used under part B.
(e) Evaluation of State programs
(1) In general
Using funds authorized under a core program
and made available to carry out this section,
the State, in coordination with local boards in
the State and the State agencies responsible
for the administration of the core programs,
shall conduct ongoing evaluations of activities
carried out in the State under such programs.
The State, local boards, and State agencies
shall conduct the evaluations in order to pro-
mote, establish, implement, and utilize meth-
ods for continuously improving core program
activities in order to achieve high-level per-
formance within, and high-level outcomes
from, the workforce development system. The
State shall coordinate the evaluations with
the evaluations provided for by the Secretary
of Labor and the Secretary of Education under
section 3224 of this title, section 3332(c)(2)(D)
Page 852
TITLE 29—LABOR
§ 3141
of this title, and sections 12(a)(5), 14, and 107 of
the Rehabilitation Act of 1973 (29 U.S.C.
709(a)(5), 711, 727) (applied with respect to pro-
grams carried out under title I of that Act (29
U.S.C. 720 et seq.)) and the investigations pro-
vided for by the Secretary of Labor under sec-
tion 10(b) of the Wagner-Peyser Act (29 U.S.C.
49i(b)).
(2) Design
The evaluations conducted under this sub-
section shall be designed in conjunction with
the State board, State agencies responsible for
the administration of the core programs, and
local boards and shall include analysis of cus-
tomer feedback and outcome and process
measures in the statewide workforce develop-
ment system. The evaluations shall use de-
signs that employ the most rigorous analyt-
ical and statistical methods that are reason-
ably feasible, such as the use of control
groups.
(3) Results
The State shall annually prepare, submit to
the State board and local boards in the State,
and make available to the public (including by
electronic means), reports containing the re-
sults of evaluations conducted under this sub-
section, to promote the efficiency and effec-
tiveness of the workforce development system.
(4) Cooperation with Federal evaluations
The State shall, to the extent practicable,
cooperate in the conduct of evaluations (in-
cluding related research projects) provided for
by the Secretary of Labor or the Secretary of
Education under the provisions of Federal law
identified in paragraph (1). Such cooperation
shall include the provision of data (in accord-
ance with appropriate privacy protections es-
tablished by the Secretary of Labor), the pro-
vision of responses to surveys, and allowing
site visits in a timely manner, for the Secre-
taries or their agents.
(f) Sanctions for State failure to meet State per-
formance accountability measures
(1) States
(A) Technical assistance
If a State fails to meet the State adjusted
levels of performance relating to indicators
described in subsection (b)(2)(A) for a pro-
gram for any program year, the Secretary of
Labor and the Secretary of Education shall
provide technical assistance, including as-
sistance in the development of a perform-
ance improvement plan.
(B) Reduction in amount of grant
If such failure continues for a second con-
secutive year, or (except in the case of ex-
ceptional circumstances as determined by
the Secretary of Labor or the Secretary of
Education, as appropriate) a State fails to
submit a report under subsection (d) for any
program
year,
the
percentage
of
each
amount that would (in the absence of this
paragraph) be reserved by the Governor
under section 3163(a) of this title for the im-
mediately succeeding program year shall be
reduced by 5 percentage points until such
date as the Secretary of Labor or the Sec-
retary of Education, as appropriate, deter-
mines that the State meets such State ad-
justed levels of performance and has sub-
mitted such reports for the appropriate pro-
gram years.
(g) Sanctions for local area failure to meet local
performance accountability measures
(1) Technical assistance
If a local area fails to meet local perform-
ance
accountability
measures
established
under subsection (c) for the youth, adult, or
dislocated worker program authorized under
subpart 2 or 3 of part B for any program year,
the Governor, or upon request by the Gov-
ernor, the Secretary of Labor, shall provide
technical assistance, which may include as-
sistance in the development of a performance
improvement plan or the development of a
modified local plan (or regional plan).
(2) Corrective actions
(A) In general
If such failure continues for a third con-
secutive year, the Governor shall take cor-
rective actions, which shall include develop-
ment of a reorganization plan through which
the Governor shall—
(i) require the appointment and certifi-
cation of a new local board, consistent
with the criteria established under section
3122(b) of this title;
(ii) prohibit the use of eligible providers
and one-stop partners identified as achiev-
ing a poor level of performance; or
(iii) take such other significant actions
as the Governor determines are appro-
priate.
(B) Appeal by local area
(i) Appeal to Governor
The local board and chief elected official
for a local area that is subject to a reorga-
nization plan under subparagraph (A) may,
not later than 30 days after receiving no-
tice of the reorganization plan, appeal to
the Governor to rescind or revise such
plan. In such case, the Governor shall
make a final decision not later than 30
days after the receipt of the appeal.
(ii) Subsequent action
The local board and chief elected official
for a local area may, not later than 30 days
after receiving a decision from the Gov-
ernor pursuant to clause (i), appeal such
decision to the Secretary of Labor. In such
case, the Secretary shall make a final de-
cision not later than 30 days after the re-
ceipt of the appeal.
(C) Effective date
The decision made by the Governor under
subparagraph (B)(i) shall become effective at
the time the Governor issues the decision
pursuant to such clause. Such decision shall
remain effective unless the Secretary of
Labor rescinds or revises such plan pursuant
to subparagraph (B)(ii).
(h) Establishing pay-for-performance contract
strategy incentives
Using non-Federal funds, the Governor may
establish incentives for local boards to imple-
Page 853
TITLE 29—LABOR
§ 3151
ment pay-for-performance contract strategies
for the delivery of training services described in
section 3174(c)(3) of this title or activities de-
scribed in section 3164(c)(2) of this title in the
local areas served by the local boards.
(i) Fiscal and management accountability infor-
mation systems
(1) In general
Using funds authorized under a core program
and made available to carry out this subpart,
the Governor, in coordination with the State
board, the State agencies administering the
core programs, local boards, and chief elected
officials in the State, shall establish and oper-
ate a fiscal and management accountability
information system based on guidelines estab-
lished by the Secretary of Labor and the Sec-
retary of Education after consultation with
the Governors of States, chief elected officials,
and one-stop partners. Such guidelines shall
promote efficient collection and use of fiscal
and management information for reporting
and monitoring the use of funds authorized
under the core programs and for preparing the
annual report described in subsection (d).
(2) Wage records
In measuring the progress of the State on
State and local performance accountability
measures, a State shall utilize quarterly wage
records, consistent with State law. The Sec-
retary of Labor shall make arrangements, con-
sistent with State law, to ensure that the
wage records of any State are available to any
other State to the extent that such wage
records are required by the State in carrying
out the State plan of the State or completing
the annual report described in subsection (d).
(3) Confidentiality
In carrying out the requirements of this Act,
the State shall comply with section 1232g of
title 20.
(Pub. L. 113–128, title I, § 116, July 22, 2014, 128
Stat. 1471; Pub. L. 114–18, § 2(c), May 22, 2015, 129
Stat. 213.)
Editorial Notes
REFERENCES IN TEXT
The Wagner-Peyser Act, referred to in subsec.
(b)(2)(A)(i), (3)(A)(ii)(V), is act June 6, 1933, ch. 49, 48
Stat. 113, which is classified generally to chapter 4B
(§ 49 et seq.) of this title. Sections 1 to 13 of the Act are
classified to sections 49 to 49c, 49d, and 49e to 49l of this
title, respectively. For complete classification of this
Act to the Code, see Short Title note set out under sec-
tion 49 of this title and Tables.
The Rehabilitation Act of 1973, referred to in subsecs.
(b)(2)(A)(i), (3)(A)(ii)(VI) and (e)(1), is Pub. L. 93–112,
Sept. 26, 1973, 87 Stat. 355. Title I of the Act is classified
generally to subchapter I (§ 720 et seq.) of chapter 16 of
this title. Part C of title I of the Act is classified gen-
erally to part C (§ 741) of subchapter I of chapter 16 of
this title. For complete classification of this Act to the
Code, see Short Title note set out under section 701 of
this title and Tables.
The Government Performance and Results Act of
1993, referred to in subsec. (b)(3)(A)(vi), is Pub. L.
103–62, Aug. 3, 1993, 107 Stat. 285, which enacted section
306 of Title 5, Government Organization and Employ-
ees, sections 1115 to 1119, 9703, and 9704 of Title 31,
Money and Finance, and sections 2801 to 2805 of Title 39,
Postal Service, amended section 1105 of Title 31, and en-
acted provisions set out as notes under sections 1101
and 1115 of Title 31. For complete classification of this
Act to the Code, see Short Title of 1993 Amendment
note set out under section 1101 of Title 31 and Tables.
This Act, referred to in subsec. (i)(3), is Pub. L.
113–128, July 22, 2014, 128 Stat. 1425, known as the Work-
force Innovation and Opportunity Act, which enacted
this chapter, repealed chapter 30 (§ 2801 et seq.) of this
title and chapter 73 (§ 9201 et seq.) of Title 20, Edu-
cation, and made amendments to numerous other sec-
tions and notes in the Code. For complete classification
of this Act to the Code, see Short Title note set out
under section 3101 of this title and Tables.
AMENDMENTS
2015—Subsec. (b)(2)(A)(iv). Pub. L. 114–18, § 2(c)(1), sub-
stituted ‘‘clause (i)(VI)’’ for ‘‘clause (i)(IV)’’.
Subsec. (g)(1). Pub. L. 114–18, § 2(c)(2), struck out ‘‘for
a program described in subsection (d)(2)(A)’’ after ‘‘part
B’’.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2015 AMENDMENT
Amendment by Pub. L. 114–18 effective as if included
in the Workforce Innovation and Opportunity Act [Pub.
L. 113–128], see § 2(f) of Pub. L. 114–18, set out as a note
under section 3112 of this title.
EFFECTIVE DATE
Section effective on the first day of the first full pro-
gram year after July 22, 2014 (July 1, 2015), see section
506 of Pub. L. 113–128, set out as a note under section
3101 of this title.
PART B—WORKFORCE INVESTMENT ACTIVITIES
AND PROVIDERS
Statutory Notes and Related Subsidiaries
DEFINITION OF ‘‘SECRETARY’’
In this part, Secretary means the Secretary of Labor,
see section 3151(b)(1)(C)(ii)(II) of this title.
SUBPART 1—WORKFORCE INVESTMENT ACTIVITIES
AND PROVIDERS
§ 3151. Establishment of one-stop delivery sys-
tems
(a) In general
Consistent with an approved State plan, the
local board for a local area, with the agreement
of the chief elected official for the local area,
shall—
(1) develop and enter into the memorandum
of understanding described in subsection (c)
with one-stop partners;
(2) designate or certify one-stop operators
under subsection (d); and
(3) conduct oversight with respect to the
one-stop delivery system in the local area.
(b) One-stop partners
(1) Required partners
(A) Roles and responsibilities of one-stop
partners
Each entity that carries out a program or
activities described in subparagraph (B) in a
local area shall—
(i) provide access through the one-stop
delivery system to such program or activi-
ties carried out by the entity, including
making the career services described in
Cross-references
Connections may be documented source relationships, shared citations or nearby passages. Each explains its basis; a connection alone does not establish applicability to your situation.
Federal law — U.S. Code and appendices · legal_authorities
**(a) In general** Each local board shall develop and submit to the Governor a comprehensive 4-year local plan, in partnership with the chief elected official. The local plan shall support the strategy described in the State plan in accordance with [section 3112(b)(1)(E) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title29-section3112/b/1/E&num=0&edition=prelim), and otherwise be consistent with the State plan. If the local area is part of a planning region, the local board shall comply with [section 3121(c) of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title29-section3121/c&num=0&edition=prelim) in the preparation and submission of a regional plan. At the end of the first 2-year period of the 4-year local plan, each local board shall review the local plan and the local board, in partnership with the chief elected official, shall prepare and submit modifications to the local plan to reflect changes in labor market and economic conditions or in other factors affecting the implementation of the local plan.
**(b) Contents** The local plan shall include—
(1) a description of the strategic planning elements consisting of—
(A) an analysis of the regional economic conditions including—
(i) existing and emerging in-demand industry sectors and occupations; and
(ii) the employment needs of employers in those industry sectors and occupations;
(B) an analysis of the knowledge and skills needed to meet the employment needs of the employers in the region, including employment needs in in-demand industry sectors and occupations;
(C) an analysis of the workforce in the region, including current labor force employment (and unemployment) data, and information on labor market trends, and the educational and
In order to promote the establishment and maintenance of a national system of public employment service offices, the United States Employment Service shall be established and maintained within the Department of Labor.
Stored review status: release_metadata_unconfirmed. The source passage cites 29 U.S.C. § 49. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
§ 49. United States Employment Service estab-
lished
In order to promote the establishment and
maintenance of a national system of public em-
ployment service offices, the United States Em-
ployment Service shall be established and main-
tained within the Department of Labor.
(June 6, 1933, ch. 49, § 1, 48 Stat. 113; Pub. L.
97–300, title VI, § 601(a), formerly title V, § 501(a),
Oct. 13, 1982, 96 Stat. 1392; renumbered title VI,
§ 601(a), Pub. L. 100–628, title VII, § 712(a)(1), (2),
Nov. 7, 1988, 102 Stat. 3248; Pub. L. 113–128, title
III, § 301, July 22, 2014, 128 Stat. 1624.)
Editorial Notes
AMENDMENTS
2014—Pub. L. 113–128 inserted ‘‘service’’ before ‘‘of-
fices’’.
1982—Pub. L. 97–300 substituted ‘‘the United States
Employment Service shall be established and main-
tained within the Department of Labor’’ for ‘‘there is
created in the Department of Labor a bureau to be
known as the United States Employment Service’’.
Statutory Notes and Related Subsidiaries
EFFECTIVE DATE OF 2014 AMENDMENT
Amendment by Pub. L. 113–128 effective on the first
day of the first full program year after July 22, 2014
(July 1, 2015), see section 506 of Pub. L. 113–128, set out
as an Effective Date note under section 3101 of this
title.
EFFECTIVE DATE OF 1982 AMENDMENT
Amendment by Pub. L. 97–300 effective Oct. 1, 1983,
but with Secretary authorized to use funds appro-
priated for fiscal 1983 to plan for orderly implementa-
tion of amendment, see section 181(i) of Pub. L. 97–300,
which was formerly classified to section 1591(i) of this
title.
SHORT TITLE
Act June 6, 1933, ch. 49, § 16, formerly § 15, as added by
Pub. L. 97–300, title VI, § 601(h), formerly title V,
§ 501(h), Oct. 13, 1982, 96 Stat. 1397; renumbered title VI,
§ 601(h), Pub. L. 100–628, title VII
Stored review status: historical_2024_not_currentness_verified. The source passage cites 29 U.S.C. § 49. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
**(a) Establishment**
(1) **In general**
(A) *Initial year*
(i) *Determination* — The director of a designated State unit, as provided in paragraph (2), or the Administrator, as provided in paragraph (3), shall award grants under this section for an initial fiscal year if the Administrator determines that the amount of State funds that were earmarked by a State for a preceding fiscal year to support the general operation of centers for independent living meeting the requirements of this subpart equaled or exceeded the amount of funds allotted to the State under subsection (c) or (d) of [section 796f of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title29-section796f&num=0&edition=prelim) for such year.
(ii) *Grants* — The director of a designated State unit or the Administrator, as appropriate, shall award such grants, from the amount of funds so allotted for the initial fiscal year, to eligible agencies in the State for the planning, conduct, administration, and evaluation of centers for independent living that comply with the standards and assurances set forth in [section 796f–4 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title29-section796f-4&num=0&edition=prelim).
(iii) *Regulation* — The Administrator shall by regulation specify the preceding fiscal year with respect to which the Administrator will make the determinations described in clause (i) and subparagraph (B), making such adjustments as may be necessary to accommodate State funding cycles such as 2-year funding cycles or State fiscal years that do not coincide with the Federal fiscal year.
(B) *Subsequent years* — For each year subsequent to the initial fiscal year described in subparagraph (A), the director of the designated S
Stored review status: release_metadata_unconfirmed. The source passage cites 29 U.S.C. § 709. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
§ 709. Administration
(a) Technical assistance; short-term traineeships;
special projects; dissemination of informa-
tion; monitoring and evaluations
In carrying out the purposes of this chapter,
the Commissioner may—
(1)(A) provide consultative services and tech-
nical assistance to public or nonprofit private
agencies and organizations, including assist-
ance to enable such agencies and organiza-
tions to facilitate meaningful and effective
participation by individuals with disabilities
in workforce investment activities;
(B) provide technical assistance to the des-
ignated State units on developing successful
partnerships with local and multi-State busi-
nesses in an effort to increase the employment
of individuals with disabilities;
(C) provide technical assistance to providers
and organizations on developing self-employ-
ment opportunities and outcomes for individ-
uals with disabilities; and
(D) provide technical assistance to entities
carrying out community rehabilitation pro-
grams to build their internal capacity to pro-
vide individualized services and supports lead-
ing to competitive integrated employment,
and to transition individuals with disabilities
away from nonintegrated settings;
(2) provide short-term training and technical
instruction, including training for the per-
sonnel of community rehabilitation programs
and other providers of services (including job
coaches);
(3) conduct special projects and demonstra-
tions;
(4) collect, prepare, publish, and disseminate
special educational or informational mate-
rials, including reports of the projects for
which funds are provided under this chapter;
and
(5) provide monitoring and conduct evalua-
tions.
(b) Utilization of services and facilities; informa-
tion task forces
(1) In
Stored review status: historical_2024_not_currentness_verified. The source passage cites 29 U.S.C. § 709. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
**(a) Findings** Congress finds that—
(1) millions of Americans have one or more physical or mental disabilities and the number of Americans with such disabilities is increasing;
(2) individuals with disabilities constitute one of the most disadvantaged groups in society;
(3) disability is a natural part of the human experience and in no way diminishes the right of individuals to—
(A) live independently;
(B) enjoy self-determination;
(C) make choices;
(D) contribute to society;
(E) pursue meaningful careers; and
(F) enjoy full inclusion and integration in the economic, political, social, cultural, and educational mainstream of American society;
(4) increased employment of individuals with disabilities can be achieved through implementation of statewide workforce development systems defined in [section 3102 of this title](https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title29-section3102&num=0&edition=prelim) that provide meaningful and effective participation for individuals with disabilities in workforce investment activities and activities carried out under the vocational rehabilitation program established under subchapter I, and through the provision of independent living services, support services, and meaningful opportunities for employment in integrated work settings through the provision of reasonable accommodations;
(5) individuals with disabilities continually encounter various forms of discrimination in such critical areas as employment, housing, public accommodations, education, transportation, communication, recreation, institutionalization, health services, voting, and public services;
(6) the goals of the Nation properly include the goal of providing individuals with disabilities with the tools necessary to—
(A) mak
Stored review status: release_metadata_unconfirmed. The source passage cites 29 U.S.C. § 720. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
§ 720. Declaration of policy; authorization of ap-
propriations
(a) Findings; purpose; policy
(1) Findings
Congress finds that—
(A) work—
(i) is a valued activity, both for individ-
uals and society; and
(ii) fulfills the need of an individual to be
productive, promotes independence, en-
hances self-esteem, and allows for partici-
pation in the mainstream of life in the
United States;
(B) as a group, individuals with disabilities
experience staggering levels of unemploy-
ment and poverty;
(C) individuals with disabilities, including
individuals with the most significant dis-
abilities, have demonstrated their ability to
achieve gainful employment in competitive
integrated employment settings if appro-
priate services and supports are provided;
(D) reasons for significant numbers of indi-
viduals with disabilities not working, or
working at levels not commensurate with
their abilities and capabilities, include—
(i) discrimination;
(ii) lack of accessible and available
transportation;
(iii) fear of losing health coverage under
the Medicare and Medicaid programs car-
ried out under titles XVIII and XIX of the
Social Security Act (42 U.S.C. 1395 et seq.
and 1396 et seq.) or fear of losing private
health insurance; and
(iv) lack of education, training, and sup-
ports to meet job qualification standards
necessary to secure, retain, regain, or ad-
vance in employment;
(E) enforcement of subchapter V and of the
Americans with Disabilities Act of 1990 (42
U.S.C. 12101 et seq.) holds the promise of end-
ing discrimination for individuals with dis-
abilities;
(F) the provision of workforce develop-
ment activities and vocational rehabilita-
tion services can enable individuals with dis-
abilities, including individuals with the
most
significant
disabi
Stored review status: historical_2024_not_currentness_verified. The source passage cites 29 U.S.C. § 720. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
**(a)** Except as provided in subsection (b) of this section, no funds appropriated under this chapter for any program or activity may be used for any purpose other than that for which the funds were specifically authorized.
**(b)** No more than 1 percent of funds appropriated for discretionary grants, contracts, or cooperative agreements authorized by this chapter may be used for the purpose of providing non-Federal panels of experts to review applications for such grants, contracts, or cooperative agreements.
Stored review status: release_metadata_unconfirmed. The source passage cites 29 U.S.C. § 732. This identifies an authority to review, not proof of applicability.
Federal law — U.S. Code and appendices · legal_authorities
§ 732. Client assistance program
(a) Establishment of grant program
From funds appropriated under subsection (h),
the Secretary shall, in accordance with this sec-
tion, make grants to States to establish and
carry out client assistance programs to provide
assistance in informing and advising all clients
and client applicants of all available benefits
under this chapter, including under sections 733
and 794g of this title, and, upon request of such
clients or client applicants, to assist and advo-
cate for such clients or applicants in their rela-
tionships with projects, programs, and services
provided under this chapter, including assist-
ance and advocacy in pursuing legal, adminis-
trative, or other appropriate remedies to ensure
the protection of the rights of such individuals
under this chapter and to facilitate access to the
services funded under this chapter through indi-
Page 250
TITLE 29—LABOR
§ 732
vidual and systemic advocacy. The client assist-
ance program shall provide information on the
available services and benefits under this chap-
ter and title I of the Americans with Disabilities
Act of 1990 (42 U.S.C. 12111 et seq.) to individuals
with disabilities in the State, especially with re-
gard to individuals with disabilities who have
traditionally been unserved or underserved by
vocational rehabilitation programs. In providing
assistance and advocacy under this subsection
with respect to services under this subchapter, a
client assistance program may provide the as-
sistance and advocacy with respect to services
that are directly related to facilitating the em-
ployment of the individual.
(b) Existence of State program as requisite to re-
ceiving payments
No State may receive payments from its allot-
ment under this chapter in a
Stored review status: historical_2024_not_currentness_verified. The source passage cites 29 U.S.C. § 732. This identifies an authority to review, not proof of applicability.