5 U.S.C. § 553 — Rule making

Page 147 TITLE 5—GOVERNMENT ORGANIZATION AND EMPLOYEES § 553 does not authorize the closing of any agency meeting or portion thereof required by any other provision of law to be open. (m) Nothing in this section authorizes any agency to withhold from any individual any record, including transcripts, recordings, or minutes required by this section, which is other- wise accessible to such individual under section 552a of this title. (Added Pub. L. 94–409, § 3(a), Sept. 13, 1976, 90 Stat. 1241; amended Pub. L. 104–66, title III, § 3002, Dec. 21, 1995, 109 Stat. 734.) Editorial Notes REFERENCES IN TEXT Section 552(e) of this title, referred to in subsec. (a)(1), was redesignated section 552(f) of this title by section 1802(b) of Pub. L. 99–570. 180 days after the date of enactment of this section, referred to in subsec. (g), means 180 days after the date of enactment of Pub. L. 94–409, which was approved Sept. 13, 1976. AMENDMENTS 1995—Subsec. (j). Pub. L. 104–66 amended subsec. (j) generally. Prior to amendment, subsec. (j) read as fol- lows: ‘‘Each agency subject to the requirements of this section shall annually report to Congress regarding its compliance with such requirements, including a tabula- tion of the total number of agency meetings open to the public, the total number of meetings closed to the public, the reasons for closing such meetings, and a de- scription of any litigation brought against the agency under this section, including any costs assessed against the agency in such litigation (whether or not paid by the agency).’’ Statutory Notes and Related Subsidiaries EFFECTIVE DATE Pub. L. 94–409, § 6, Sept. 13, 1976, 90 Stat. 1248, provided that: ‘‘(a) Except as provided in subsection (b) of this sec- tion, the provisions of this Act [see Short Title note set out below] shall take effect 180 days after the date of its enactment [Sept. 13, 1976]. ‘‘(b) Subsection (g) of section 552b of title 5, United States Code, as added by section 3(a) of this Act, shall take effect upon enactment [Sept. 13, 1976].’’ SHORT TITLE OF 1976 AMENDMENT Pub. L. 94–409, § 1, Sept. 13, 1976, 90 Stat. 1241, pro- vided: ‘‘That this Act [enacting this section, amending sections 551, 552, 556, and 557 of this title, section 10 of Pub. L. 92–463, formerly set out in the Appendix to this title, and section 410 of Title 39, and enacting provi- sions set out as notes under this section] may be cited as the ‘Government in the Sunshine Act’.’’ TERMINATION OF REPORTING REQUIREMENTS For termination, effective May 15, 2000, of provisions of law requiring submittal to Congress of any annual, semiannual, or other regular periodic report listed in House Document No. 103–7 (in which the report required by subsec. (j) of this section is listed on page 151), see section 3003 of Pub. L. 104–66, as amended, set out as a note under section 1113 of Title 31, Money and Finance. TERMINATION OF ADMINISTRATIVE CONFERENCE OF UNITED STATES For termination of Administrative Conference of United States, see provision of title IV of Pub. L. 104–52, set out as a note preceding section 591 of this title. DECLARATION OF POLICY AND STATEMENT OF PURPOSE Pub. L. 94–409, § 2, Sept. 13, 1976, 90 Stat. 1241, provided that: ‘‘It is hereby declared to be the policy of the United States that the public is entitled to the fullest practicable information regarding the decisionmaking processes of the Federal Government. It is the purpose of this Act [see Short Title note set out above] to pro- vide the public with such information while protecting the rights of individuals and the ability of the Govern- ment to carry out its responsibilities.’’ § 553. Rule making (a) This section applies, according to the pro- visions thereof, except to the extent that there is involved— (1) a military or foreign affairs function of the United States; or (2) a matter relating to agency management or personnel or to public property, loans, grants, benefits, or contracts. (b) General notice of proposed rule making shall be published in the Federal Register, un- less persons subject thereto are named and ei- ther personally served or otherwise have actual notice thereof in accordance with law. The no- tice shall include— (1) a statement of the time, place, and na- ture of public rule making proceedings; (2) reference to the legal authority under which the rule is proposed; (3) either the terms or substance of the pro- posed rule or a description of the subjects and issues involved; and (4) the Internet address of a summary of not more than 100 words in length of the proposed rule, in plain language, that shall be posted on the Internet website under section 206(d) of the E-Government Act of 2002 (44 U.S.C. 3501 note) (commonly known as regulations.gov). Except when notice or hearing is required by statute, this subsection does not apply— (A) to interpretative rules, general state- ments of policy, or rules of agency organiza- tion, procedure, or practice; or (B) when the agency for good cause finds (and incorporates the finding and a brief state- ment of reasons therefor in the rules issued) that notice and public procedure thereon are impracticable, unnecessary, or contrary to the public interest. (c) After notice required by this section, the agency shall give interested persons an oppor- tunity to participate in the rule making through submission of written data, views, or arguments with or without opportunity for oral presen- tation. After consideration of the relevant mat- ter presented, the agency shall incorporate in the rules adopted a concise general statement of their basis and purpose. When rules are required by statute to be made on the record after oppor- tunity for an agency hearing, sections 556 and 557 of this title apply instead of this subsection. (d) The required publication or service of a substantive rule shall be made not less than 30 days before its effective date, except— (1) a substantive rule which grants or recog- nizes an exemption or relieves a restriction; (2) interpretative rules and statements of policy; or (3) as otherwise provided by the agency for good cause found and published with the rule. (e) Each agency shall give an interested person the right to petition for the issuance, amend- ment, or repeal of a rule. Page 148 TITLE 5—GOVERNMENT ORGANIZATION AND EMPLOYEES § 554 1 So in original. (Pub. L. 89–554, Sept. 6, 1966, 80 Stat. 383; Pub. L. 118–9, § 2, July 25, 2023, 137 Stat. 55.) HISTORICAL AND REVISION NOTES Derivation U.S. Code Revised Statutes and Statutes at Large .................. 5 U.S.C. 1003. June 11, 1946, ch. 324, § 4, 60 Stat. 238. In subsection (a)(1), the words ‘‘or naval’’ are omitted as included in ‘‘military’’. In subsection (b), the word ‘‘when’’ is substituted for ‘‘in any situation in which’’. In subsection (c), the words ‘‘for oral presentation’’ are substituted for ‘‘to present the same orally in any manner’’. The words ‘‘sections 556 and 557 of this title apply instead of this subsection’’ are substituted for ‘‘the requirements of sections 1006 and 1007 of this title shall apply in place of the provisions of this sub- section’’. Standard changes are made to conform with the defi- nitions applicable and the style of this title as outlined in the preface to the report. Editorial Notes REFERENCES IN TEXT Section 206(d) of the E-Government Act of 2002, re- ferred to in subsec. (b)(4), is section 206(d) of Pub. L. 107–347, which is set out in a note under section 3501 of Title 44, Public Printing and Documents. CODIFICATION Section 553 of former Title 5, Executive Departments and Government Officers and Employees, was trans- ferred to section 2245 of Title 7, Agriculture. AMENDMENTS 2023—Subsec. (b)(4). Pub. L. 118–9 added par. (4). Executive Documents EXECUTIVE ORDER NO. 12044 Ex. Ord. No. 12044, Mar. 23, 1978, 43 F.R. 12661, as amended by Ex. Ord. No. 12221, June 27, 1980, 45 F.R. 44249, which related to the improvement of Federal reg- ulations, was revoked by Ex. Ord. No. 12291, Feb. 17, 1981, 46 F.R. 13193, formerly set out as a note under sec- tion 601 of this title. § 554. Adjudications (a) This section applies, according to the pro- visions thereof, in every case of adjudication re- quired by statute to be determined on the record after opportunity for an agency hearing, except to the extent that there is involved— (1) a matter subject to a subsequent trial of the law and the facts de novo in a court; (2) the selection or tenure of an employee, except a 1 administrative law judge appointed under section 3105 of this title; (3) proceedings in which decisions rest solely on inspections, tests, or elections; (4) the conduct of military or foreign affairs functions; (5) cases in which an agency is acting as an agent for a court; or (6) the certification of worker representa- tives. (b) Persons entitled to notice of an agency hearing shall be timely informed of— (1) the time, place, and nature of the hear- ing; (2) the legal authority and jurisdiction under which the hearing is to be held; and (3) the matters of fact and law asserted. When private persons are the moving parties, other parties to the proceeding shall give prompt notice of issues controverted in fact or law; and in other instances agencies may by rule require responsive pleading. In fixing the time and place for hearings, due regard shall be had for the convenience and necessity of the parties or their representatives. (c) The agency shall give all interested parties opportunity for— (1) the submission and consideration of facts, arguments, offers of settlement, or pro- posals of adjustment when time, the nature of the proceeding, and the public interest permit; and (2) to the extent that the parties are unable so to determine a controversy by consent, hearing and decision on notice and in accord- ance with sections 556 and 557 of this title. (d) The employee who presides at the recep- tion of evidence pursuant to section 556 of this title shall make the recommended decision or initial decision required by section 557 of this title, unless he becomes unavailable to the agen- cy. Except to the extent required for the disposi- tion of ex parte matters as authorized by law, such an employee may not— (1) consult a person or party on a fact in issue, unless on notice and opportunity for all parties to participate; or (2) be responsible to or subject to the super- vision or direction of an employee or agent en- gaged in the performance of investigative or prosecuting functions for an agency. An employee or agent engaged in the perform- ance of investigative or prosecuting functions for an agency in a case may not, in that or a fac- tually related case, participate or advise in the decision, recommended decision, or agency re- view pursuant to section 557 of this title, except as witness or counsel in public proceedings. This subsection does not apply— (A) in determining applications for initial li- censes; (B) to proceedings involving the validity or application of rates, facilities, or practices of public utilities or carriers; or (C) to the agency or a member or members of the body comprising the agency. (e) The agency, with like effect as in the case of other orders, and in its sound discretion, may issue a declaratory order to terminate a con- troversy or remove uncertainty. (Pub. L. 89–554, Sept. 6, 1966, 80 Stat. 384; Pub. L. 95–251, § 2(a)(1), Mar. 27, 1978, 92 Stat. 183.) HISTORICAL AND REVISION NOTES Derivation U.S. Code Revised Statutes and Statutes at Large .................. 5 U.S.C. 1004. June 11, 1946, ch. 324, § 5, 60 Stat. 239. In subsection (a)(2), the word ‘‘employee’’ is sub- stituted for ‘‘officer or employee of the United States’’ in view of the definition of ‘‘employee’’ in section 2105.